Checking date: 09/06/2021


Course: 2021/2022

Stock Market
(12183)
Master in Law of Regulated Sectors (Plan: 311 - Estudio: 294)
EPD


Coordinating teacher: LASTIRI SANTIAGO, MONICA

Department assigned to the subject: Private Law Department

Type: Electives
ECTS Credits: 3.0 ECTS

Course:
Semester:




Objectives
- Ability of conflict resolution in contexts that are new or unfamiliar in multidisciplinary situations. - Ability to face complex situations and solve problems with limited information - Ability to transmit and communicate conclusions and outcomes both to specialized and non-specialized publics on a clear and unambiguous basis - Provide legal advice in regulated sectors both at an international level and a domestic one - Identify conflicts of interests and manage resolution techniques in the organizational, management and commercial context of regulated sectors - Assess the array of liabilities likely to arise from the provision of professional services in regulated sectors - Provide legal advice to international companies wiling to invest in regulated sectors - Develop skills to improve consumer protection in regulated markets - Teamwork in specific, interdisciplinary and international contexts in order to integrate diverse contributions towards a common goal.
Skills and learning outcomes
Description of contents: programme
1.- Negotiable instruments and securities: concept and legal rules 2.- Exchange markets and Multilateral Trading Systems 3.- Exchange Market Operators 4.- Going public. Public Offering 5.- Markets, intermediaries and services. New intermedairies (Crowdfunding and ATS). Algoritmic negotiation. 6.- Supervisory model: (CNMV) SROs 7.- Activities under supervision 8.- Inspection and sanction 9.- Review and jurisdictional revision
Learning activities and methodology
Learning activities: Lectures Tutorials Teamwork Individual study Teaching methodologies - debates and critical discussions - case study - practical assignments: drafting, conflict resolution, negotiations, prelegislative tasks, regulatory and supervision issues, case law analysis, preparing documents, report drafting - theoretical and practical lectures
Assessment System
  • % end-of-term-examination 90
  • % of continuous assessment (assigments, laboratory, practicals...) 10
Calendar of Continuous assessment
Basic Bibliography
  • NIAMH MOLONEY. EU SECURITIES AND FINANCIAL MARKET. OXFORD UNIVERSITY PRESS. 2016

The course syllabus may change due academic events or other reasons.