Commercial Law

Make the students able to apply the knowledge acquired, and their ability to solve problems in environments that are new or little known within broader contexts (or multidisciplinary) related to their field of study, Financial Markets Law: Understand the multidisciplinary nature of the legal order and the necessarily interdisciplinary approach to legal problems. Ability to understand the advisory role in the broader transnational environment. Designing an advisory program for measures of international legal compliance, as a result of the identification, planning, and mitigation of risks arising from the undertaking of legal affairs. Capacity to understand the economic implications of legal decisions, and the financial perspective when evaluating a client or a project. After taking this course the student will be able to: -To describe the basic institutions of Financial Markets Law. -To explain the essential regulation Financial Markets Law and determining the basic principles governing Financial Markets Law. -To draw a global view of Financial Markets Law. -To describe the organization and workings of the essential concepts of accounting and finance. -To design, plan, and put in practice the legal strategy according to compliance rules.

FINANCIAL MARKET LAW PART I INTRODUCTION 1. Un approach to financial market Law 1.1. Origins and development 1.2. Legal sources 2. Main players in the Financial market 2.1. Savers/investor: Types (MiFID) 2.2. IssuersThe listed Company 2.3. Saver´s Care Mechanisms 3. Financial market control and monitoring 3.1. GLOBAL /EU Institutions 3.2. Standards of conduct, Market abuse 3.3. Risk control (IA Mgmt tools) ¿ PART II SECURITIES 4. Securities Markets Authorities 4.1. Int. Organizations 4.2. Europe Union (ESMA) 4.3. National (CNMV) 5. Securities: The Markets 5.1. Issuing Markets: IPO, Debt, crowdfunding 5.2. Regulated Markets/MTF/OTF 6. Securities intermediaries: Investment Services 6.1. Securities Companies and Agencies 6.2. Portfolio Mgmt. 6.3. Advisory Robo-advisors 7. Securities intermediaries: Collective Investment 7.1. Collective investment Ancillary services (Mgmt. Deposit) 7.2. collective investment undertaking of the closed-end type 7.3. Venture capital institutions 7.4. Securitization 8. Securities Procurement 8.1. Subject matter of the procurement 8.2. Main Securities Contracts (Orders, Custody, Portfolio mgmt., takeover bids) 8.3. Testing Sandbox ¿ PART III BANKING 9. Credit Markets Authorities 9.1. Int. Organizations 9.2. Europe Union (EBA) 9.3. National (BDE) 10. Credit Institutions 10.1. Credit Entities 10.2. Financial Services 10.3. Other credit suppliers and ancillary credit suppliers. 11. Bank ordinary contracts 11.1. Checking Account, Orders, Deposit 11.2. Banking Loan Banking Credit 12. Credit Services related contracts 12.1. Discount, Credit consumer, Letter of credit 12.2. Others (Bank Cards, Safety Boxes, Factoring, Reverse Factoring, Leasing, Hire- Purchase ¿ PART IV INSURANCE 13. Insurance as investment instrument Market 13.1. Authorities Int. Org./ Europe Union (EIOPA)/ National (DGSPF) 13.2. Insurance Distribution markets 13.3. Insurance main players 13.4. Insurtech tools 14. Insurance Hiring 14.1. Insurance contracts 14.2. Hybrid Insurance Products 14.3. Occupational plans and pension funds 14.4. Investment insurance Unit Linked

The students will apply the knowledge acquired, and their ability to solve problems in environments that are new or little known within broader contexts (or multidisciplinary) related to their field of study, Financial Markets Law. Complementary activities are part of the learning process of this subject. Among them, voluntarily students can participate in a lab experiment in which they will acquire first-hand knowledge of how behavioral aspects affect the techniques explained in this subject.