Checking date: 09/05/2025 11:25:11


Course: 2025/2026

Stock Market
(12183)
Master in Law of Regulated Sectors (Plan: 311 - Estudio: 294)
EPD


Coordinating teacher: LASTIRI SANTIAGO, MONICA

Department assigned to the subject: Private Law Department

Type: Electives
ECTS Credits: 3.0 ECTS

Course:
Semester:




Requirements (Subjects that are assumed to be known)
Business Law
Objectives
- Ability of conflict resolution in contexts that are new or unfamiliar in multidisciplinary situations. - Ability to face complex situations and solve problems with limited information - Ability to transmit and communicate conclusions and outcomes both to specialized and non-specialized publics on a clear and unambiguous basis - Provide legal advice in regulated sectors both at an international level and a domestic one - Identify conflicts of interests and manage resolution techniques in the organizational, management and commercial context of regulated sectors - Assess the array of liabilities likely to arise from the provision of professional services in regulated sectors - Provide legal advice to international companies wiling to invest in regulated sectors - Develop skills to improve consumer protection in regulated markets - Teamwork in specific, interdisciplinary and international contexts in order to integrate diverse contributions towards a common goal.
Learning Outcomes
Description of contents: programme
1.- Negotiable instruments and securities: concept and legal rules 2.- Exchange markets and Multilateral Trading Systems 3.- Exchange Market Operators 4.- Going public. Public Offering 5.- Markets, intermediaries and services. New intermedairies (Crowdfunding and ATS). Algoritmic negotiation. 6.- Supervisory model: (CNMV) SROs 7.- Activities under supervision 8.- Inspection and sanction 9.- Review and jurisdictional revision
Learning activities and methodology
Learning activities: Lectures Tutorials Teamwork Individual study Teaching methodologies - debates and critical discussions - case study - practical assignments: drafting, conflict resolution, negotiations, prelegislative tasks, regulatory and supervision issues, case law analysis, preparing documents, report drafting - theoretical and practical lectures ARTIFICIAL INTELLIGENCE (AI) The professor may specify a list of assignments and exercises for which the use of AI tools is authorized, indicating how such tools may be used and how students must describe the nature and extent of their use. Should a student¿s use of AI result in academic fraud by falsifying the outcomes of an exam or assignment required to demonstrate academic performance, the provisions set forth in the Regulations of Universidad Carlos III de Madrid implementing Law 3/2022, of 24 February, on university coexistence, shall apply.
Assessment System
  • % end-of-term-examination/test 60
  • % of continuous assessment (assigments, laboratory, practicals...) 40

Calendar of Continuous assessment


Basic Bibliography
  • Malz, Allan M.. Contemporary finance. John Wiley & Sons, Inc.. New York. 2025
  • Mcdonald, Lawrence G. Robinson, James Patrick. How to listen when markets speak Risks, myths, and investment opportunities in a radically reshaped economy. Penguin Books. London. 2024
  • NIAMH MOLONEY. EU SECURITIES AND FINANCIAL MARKET. OXFORD UNIVERSITY PRESS. 2016

The course syllabus may change due academic events or other reasons.