Checking date: 22/04/2024


Course: 2024/2025

Stock Market
(12183)
Master in Law of Regulated Sectors (Plan: 311 - Estudio: 294)
EPD


Coordinating teacher: LASTIRI SANTIAGO, MONICA

Department assigned to the subject: Private Law Department

Type: Electives
ECTS Credits: 3.0 ECTS

Course:
Semester:




Objectives
- Ability of conflict resolution in contexts that are new or unfamiliar in multidisciplinary situations. - Ability to face complex situations and solve problems with limited information - Ability to transmit and communicate conclusions and outcomes both to specialized and non-specialized publics on a clear and unambiguous basis - Provide legal advice in regulated sectors both at an international level and a domestic one - Identify conflicts of interests and manage resolution techniques in the organizational, management and commercial context of regulated sectors - Assess the array of liabilities likely to arise from the provision of professional services in regulated sectors - Provide legal advice to international companies wiling to invest in regulated sectors - Develop skills to improve consumer protection in regulated markets - Teamwork in specific, interdisciplinary and international contexts in order to integrate diverse contributions towards a common goal.
Skills and learning outcomes
Description of contents: programme
1.- Negotiable instruments and securities: concept and legal rules 2.- Exchange markets and Multilateral Trading Systems 3.- Exchange Market Operators 4.- Going public. Public Offering 5.- Markets, intermediaries and services. New intermedairies (Crowdfunding and ATS). Algoritmic negotiation. 6.- Supervisory model: (CNMV) SROs 7.- Activities under supervision 8.- Inspection and sanction 9.- Review and jurisdictional revision
Learning activities and methodology
Learning activities: Lectures Tutorials Teamwork Individual study Teaching methodologies - debates and critical discussions - case study - practical assignments: drafting, conflict resolution, negotiations, prelegislative tasks, regulatory and supervision issues, case law analysis, preparing documents, report drafting - theoretical and practical lectures ARTIFICIAL INTELLIGENCE (AI) Use of Artificial Intelligence tools selectively allowed in this subject. The faculty may indicate a list of works and exercises that the student can perform using AI tools, specifying how they should be used, and how the student should describe the use made of them. If the use of AI by the student gives rise to academic fraud by falsifying the results of an exam or work required to accredit academic performance, the provisions of the Regulation of the University Carlos III of Madrid of partial development of the Law 3/2022, of February 24th, of University Coexistence will be applied.
Assessment System
  • % end-of-term-examination 90
  • % of continuous assessment (assigments, laboratory, practicals...) 10

Calendar of Continuous assessment


Basic Bibliography
  • NIAMH MOLONEY. EU SECURITIES AND FINANCIAL MARKET. OXFORD UNIVERSITY PRESS. 2016

The course syllabus may change due academic events or other reasons.